National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87941 | Jan 10, 2020 | SR-PEARL-2020-01 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend, Reorganize and Enhance Its Membership, Registration and Qualification Rules and Consolidate These Rules Into New Chapter XXXI Registration, Qualification and Continuing Education See Also - Exhibit 5 |
| 34-87876 | Dec 31, 2019 | SR-PEARL-2019-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| 34-87829 | Dec 20, 2019 | SR-PEARL-2019-35 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, Exchange Rule 503, Openings on the Exchange, Exchange Rule 515, Execution of Orders, Exchange Rule 516, Order Types, and Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors See Also - Exhibit 5 |
| 34-87617 | Nov 25, 2019 | SR-PEARL-2019-023 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend its Options Regulatory Fee View Received Comments |
| 34-87609 | Nov 25, 2019 | SR-PEARL-2019-34 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-87432 | Oct 31, 2019 | SR-PEARL-2019-33 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-87362 | Oct 18, 2019 | SR-PEARL-2019-32 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down See Also - Exhibit 5 |
| 34-87308 | Oct 15, 2019 | SR-PEARL-2019-31 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |
| 34-87279 | Oct 10, 2019 | SR-PEARL-2019-28 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor See Also - Exhibit 5 |
| 34-87233 | Oct 4, 2019 | SR-PEARL-2019-27 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule See Also - Exhibit 5 |