National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-49820 | Jun 7, 2004 | SR-BSE-2004-21 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to Its Boston Options Exchange Regulation By-Laws |
34-49806 | Jun 4, 2004 | SR-BSE-2004-22 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Extend a Pilot Program Under Which it Lists Options on Selected Stocks Trading Below $20 at One-Point Intervals Until June 5, 2005 |
34-49771 | May 25, 2004 | SR-BSE-2003-09 | Boston Stock Exchange (BSE) | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities See Also - Rel. No. 34-50154 |
34-49742 | May 19, 2004 | SR-BSE-2004-20 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to Its Boston Options Exchange Trading Rules |
34-49626 | Apr 28, 2004 | SR-BSE-2004-11 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to an Interpretation of ITS Trade-Throughs and Locked Markets |
34-49611 | Apr 23, 2004 | SR-BSE-2004-10 | Boston Stock Exchange (BSE) | Order Granting Approval of Proposed Rule Change by the Boston Stock Exchange, Inc., and Notice of Filing and Granting Accelerated Approval to Amendment No. 1 To Permit the Separation of the Chairman and Chief Executive Officer Positions See Also - Rel. No. 34-49434 |
34-49525 | Apr 2, 2004 | SR-BSE-2004-12 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Boston Stock Exchange, Inc. to Retroactively Apply and Extend Its Specialist Evaluation Program Pilot |
34-49434 | Mar 17, 2004 | SR-BSE-2004-10 | Boston Stock Exchange (BSE) | Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Amendment of its Constitution to Permit the Separation of the Chairman and Chief Executive Officer Positions See Also - Rel. No. 34-49611 |
34-49067 | Jan 14, 2004 | SR-BSE-2003-19 | Boston Stock Exchange (BSE) | Order Granting Accelerated Approval of Amendments No. 1 and 2 Thereto by the Boston Stock Exchange, Inc. Relating to the LLC Operating Agreement of the Proposed New Exchange Facility To Be Operated by the Boston Options Exchange Group LLC See Also - Rel. No. 34-48650 |
34-49068 | Jan 13, 2004 | SR-BSE-2002-15 | Boston Stock Exchange (BSE) | Order Granting Accelerated Approval to Amendment No. 4 Thereto by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Options Exchange Facility See Also - Rel. No. 34-47186 |