National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50759 | Nov 30, 2004 | SR-CBOE-2004-74 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Options on Revised-Value Versions of the European-Style Exercise, P.M.-Settled Option Contract on the Standard & Poor's 100 Stock Index |
| 34-50755 | Nov 30, 2004 | SR-CBOE-2004-77 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to the Systematizing of Orders in Connection With the Requirement To Design and Implement a Consolidated Options Audit Trail System ("COATS") View Received Comments See Also - Rel. No. 34-50996 |
| 34-50736 | Nov 24, 2004 | SR-CBOE-2004-68 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Inc. To Adopt a New Marketing Fee |
| 34-50735 | Nov 24, 2004 | SR-CBOE-2004-69 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated to Eliminate the Exchange's Marketing Fee Voting Procedures |
| 34-50732 | Nov 23, 2004 | SR-CBOE-2004-71 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change To Modify the Distribution of the DPM Participation Entitlement for Orders Specifying a Preferred DPM Under CBOE Rule 8.87 View Received Comments See Also - Rel. No. 34-51779 |
| 34-50725 | Nov 23, 2004 | SR-CBOE-2004-25 | Cboe Exchange, Inc. (CBOE) | Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to Designated Primary Market-Makers Obligations See Also - Rel. No. 34-50548 |
| 34-50682 | Nov 17, 2004 | SR-CBOE-2004-45 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Trading of Complex Orders on the CBOE Hybrid System View Received Comments See Also - Rel. No. 34-51271 |
| 34-50673 | Nov 16, 2004 | SR-CBOE-2004-52 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Incorporated To Amend Its "Trigger" Rule To Permit RAES Orders To Automatically Execute Against Orders Resting on the Exchange's Limit Order Book See Also - Rel. No. 34-50915 |
| 34-50655 | Nov 10, 2004 | SR-CBOE-2004-04 | Cboe Exchange, Inc. (CBOE) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Board Options Exchange, Inc. To Amend its Guaranteed Participation Rule Relating to Facilitation and Crossing Transactions See Also - Rel. No. 34-50907 |
| 34-50630 | Nov 3, 2004 | SR-CBOE-2004-62 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 9.3A Relating to Continuing Education for Registerd Persons |