National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82635 | Feb 6, 2018 | SR-NYSENAT-2018-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Certain of the Governing Documents of Its Intermediate Parent Companies See Also - Exhibit 5a |
| 34-82084 | Nov 15, 2017 | SR-NYSENAT-2017-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f |
| 34-81782 | Sep 29, 2017 | SR-NYSENat-2017-04 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Establish a Rule Numbering Framework in Connection With the Re-Launch of Trading on the Exchange See Also - Exhibit 5 |
| 34-81269 | Jul 31, 2017 | SR-NYSENAT-2017-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 11.26 To Modify the Date of Appendix B Web site Data Publication Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5 |
| 34-80752 | May 24, 2017 | SR-NYSENAT-2017-01, SR-NYSEMKT-2017-17, SR-NYSEArca-2017-29, SR-NYSE-2017-13 | NYSE National, Inc. (NYSENAT), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE) | Order Approving Proposed Rule Changes To Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc. View Received Comments See Also - Rel. No. 34-80420, Rel. No. 34-80418, Rel. No. 34-80419, Rel. No. 34-80417 |
| 34-80417 | Apr 10, 2017 | SR-NYSENAT-2017-01 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc. View Received Comments See Also - Exhibit 5a, Exhibit 5b, Rel. No. 34-80752 |