National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50193 | Aug 13, 2004 | SR-BSE-2004-35 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Requirement That Certain Market Makers on the Boston Options Exchange Facility With No Public Accounts and Who Do Not Solicit Public Accounts, Maintain Certain Information Barriers |
| 34-50163 | Aug 6, 2004 | SR-BSE-2004-28 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to Its Boston Options Exchange Trading Rules Regarding Market Opening Procedures |
| 34-50154 | Aug 5, 2004 | SR-BSE-2003-09 | Boston Stock Exchange (BSE) | Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Extension of Certain Listed Trading Rules to the Trading of Nasdaq Securities See Also - Rel. No. 34-49771 |
| 34-50124 | Jul 30, 2004 | SR-BSE-2004-32 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval of the Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Extension of the Linkage Fee Pilot Program |
| 34-50083 | Jul 26, 2004 | SR-BSE-2004-30 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Allow for the Pricing of the Options Leg(s) of Stock-Option Orders in Penny Increments |
| 34-49964 | Jul 2, 2004 | SR-BSE-2004-17 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto by the Boston Stock Exchange, Inc. Relating to the Handling of Satisfaction Orders Pursuant to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage |
| 34-49955 | Jul 1, 2004 | SR-BSE-2004-23 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Boston Stock Exchange, Inc. to Amend Chapter XXVII, Section 10 of the Rules of the Board of Governors By Adding Requirements Concerning Corporate Governance Standards of Exchange-Listed Companies |
| 34-49886 | Jun 17, 2004 | SR-BSE-2004-15 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, By the Boston Stock Exchange, Inc., Relating to Handling of Principal Acting as Agent Orders Under Linkage |
| 34-49869 | Jun 15, 2004 | SR-BSE-2004-19 | Boston Stock Exchange (BSE) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto, by the Boston Stock Exchange, Inc. for the Extension of a Pilot Program Limiting Liability for Trade-Throughs at the End of the Trading Day |
| 34-49850 | Jun 10, 2004 | SR-BSE-2004-16 | Boston Stock Exchange (BSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. Relating to the Initial Allocation Plan of the Boston Options Exchange Facility |