National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89730 | Sep 1, 2020 | SR-PEARL-2020-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Second Equity Rights Program |
| 34-89563 | Aug 14, 2020 | SR-PEARL-2020-03 | MIAX PEARL, LLC (PEARL) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities |
| 34-89502 | Aug 6, 2020 | SR-PEARL-2020-03 | MIAX PEARL, LLC (PEARL) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities |
| 34-89316 | Jul 14, 2020 | SR-PEARL-2020-09 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-89302 | Jul 13, 2020 | SR-PEARL-2020-08 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule See Also - Exhibit 5 |
| 34-89166 | Jun 26, 2020 | SR-PEARL-2020-07 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified by Amendment No. 1, To Add the Consolidated Audit Trail Industry Member Compliance Rules to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations See Also - Amendment 1 |
| 34-88992 | Jun 2, 2020 | SR-PEARL-2020-06 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, and Rule 510, Minimum Price Variations and Minimum Trading Increments, To Conform the Rules to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options See Also - Exhibit 5 |
| 34-88859 | May 12, 2020 | SR-PEARL-2020-03 | MIAX PEARL, LLC (PEARL) | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities |
| 34-88554 | Apr 3, 2020 | SR-PEARL-2020-05 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule See Also - Exhibit 5 |
| 34-88476 | Mar 25, 2020 | SR-PEARL-2020-03 | MIAX PEARL, LLC (PEARL) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities |