National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
---|---|---|---|---|
34-54501 | Sep 25, 2006 | SR-NASDAQ-2006-026 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT |
34-54500 | Sep 25, 2006 | SR-NASDAQ-2006-025 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT |
34-54478 | Sep 21, 2006 | SR-NASDAQ-2006-016 | The Nasdaq Stock Market LLC (NASDAQ) | Order Granting Approval of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules See Also - Rel. No. 34-54284 |
34-54477 | Sep 20, 2006 | SR-NASDAQ-2006-034 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Practice of Using a Fifth Character Identifier With the Symbol of Foreign Securities |
34-54459 | Sep 15, 2006 | SR-NASDAQ-2006-035 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Portfolio Depository Receipts, Index Fund Shares, and Index-Linked Securities |
34-54435 | Sep 13, 2006 | SR-NASDAQ-2006-031 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Exempt All Securities Included in the NASDAQ-100 Index From the Price Test Set Forth in NASDAQ Rule 3350(a) |
34-54421 | Sep 11, 2006 | SR-NASDAQ-2006-011 | The Nasdaq Stock Market LLC (NASDAQ) | Order Granting Approval to Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member View Received Comments See Also - Rel. No. 34-53941 |
34-54420 | Sep 11, 2006 | SR-NASDAQ-2006-033 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Transitional Corporate Governance Rules |
34-54378 | Aug 28, 2006 | SR-NASDAQ-2006-032 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Revise The Nasdaq Capital Market Listing Requirements View Received Comments See Also - Rel. No. 34-55642 |
34-54333 | Aug 18, 2006 | SR-NASDAQ-2006-021 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director See Also - Rel. No. 34-54583 |