National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-55669 | Apr 25, 2007 | SR-NASDAQ-2006-065 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto To Reestablish a Quotation and Trading System for Securities That Are Designated by The PORTAL Market as PORTAL Securities View Received Comments See Also - Rel. No. 34-56172 |
| 34-55668 | Apr 25, 2007 | SR-NASDAQ-2007-030 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Fee Pilot for National Quotation Data Service |
| 34-55652 | Apr 20, 2007 | SR-NASDAQ-2007-021 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule To Describe How a Failure To Comply With Nasdaq's Requirements Concerning Direct Registration Programs Is Treated |
| 34-55645 | Apr 19, 2007 | SR-NASDAQ-2007-040 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change Relating to the Waiver of Fees Upon Relisting of Companies Removed for Late Filings See Also - Rel. No. 34-55832 |
| 34-55642 | Apr 18, 2007 | SR-NASDAQ-2006-032 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1, 2, and 3 Thereto, To Revise The Nasdaq Capital Market Listing Requirements View Received Comments See Also - Rel. No. 34-54378 |
| 34-55634 | Apr 16, 2007 | SR-NASDAQ-2007-036 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for Nasdaq Members Using the Nasdaq Market Center |
| 34-55633 | Apr 16, 2007 | SR-NASDAQ-2007-041 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees of Other Market Centers Related to Clearly Erroneous Rulings |
| 34-55620 | Apr 12, 2007 | SR-NASDAQ-2007-039 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing of Proposed Rule Change To Modify the Distributor Fee for Nasdaq Index Weighting Information See Also - Rel. No. 34-55790 |
| 34-55608 | Apr 10, 2007 | SR-NASDAQ-2007-032 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Lower Fees for Distributors of Certain Market Data From the Nasdaq Market Center |
| 34-55610 | Apr 10, 2007 | SR-NASDAQ-2007-034 | The Nasdaq Stock Market LLC (NASDAQ) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Augment the TotalView Enterprise License |