Breadcrumb

National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-56068 Jul 13, 2007 SR-NASDAQ-2007-062 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Partial Trading Days From the Calculation of a Member's Average Daily Volume
34-56044 Jul 11, 2007 SR-NASDAQ-2007-024 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide Additional Transparency To How Nasdaq Applies Its Public Interest Authority
See Also - Rel. No. 34-56294
34-56028 Jul 9, 2007 SR-NASDAQ-2007-031 The Nasdaq Stock Market LLC (NASDAQ) Order Granting Approval of a Proposed Rule Change Relating to Three-Characters Ticker Symbols
View Received Comments
See Also - Rel. No. 34-55563
34-55979 Jun 28, 2007 SR-NASDAQ-2007-055 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Market Center
34-55937 Jun 21, 2007 SR-NASDAQ-2007-001 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change as Modified by Amendment No. 2 to Amend Nasdaq's "Clearly Erroneous" Rule
View Received Comments
See Also - Rel. No. 34-57826
34-55924 Jun 19, 2007 SR-NASDAQ-2007-050 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Modify the Minimum Shareholder Requirement for Initial Listing on the Nasdaq Global Select Market
34-55892 Jun 11, 2007 SR-NASDAQ-2007-043 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Remove Provisions Governing the Operation of the ACES Service
See Also - Rel. No. 34-56237
34-55870 Jun 6, 2007 SR-NASDAQ-2007-037 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing of Proposed Rule Change To Modify Order Audit Trail System Rules To Provide an Exemption From Transmission Requirements for Proprietary Orders and Amendment No. 1 Thereto
View Received Comments
See Also - Rel. No. 34-56096
34-55862 Jun 5, 2007 SR-NASDAQ-2007-053 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Trading Shares of the PowerShares DB Energy Fund, the PowerShares DB Oil Fund, the PowerShares DB Precious Metals Fund, the PowerShares DB Gold Fund, the PowerShares DB Silver Fund, the PowerShares DB Base Metals Fund, and the PowerShares DB Agriculture Fund Pursuant to Unlisted Trading Privileges
34-55861 Jun 5, 2007 SR-NASDAQ-2007-054 The Nasdaq Stock Market LLC (NASDAQ) Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Trade the Shares of the iShares GSCI Commodity-Indexed Trust Pursuant to Unlisted Trading Privileges