National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-89969 | Sep 23, 2020 | SR-PEARL-2020-15 | MIAX PEARL, LLC (PEARL) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations See Also - Exhibit 5 |
| 34-89971 | Sep 23, 2020 | SR-PEARL-2020-16 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2618, Risk Settings and Trading Risk Metrics See Also - Exhibit 5 |
| 34-89774 | Sep 4, 2020 | SR-PEARL-2020-12 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-89747 | Sep 2, 2020 | SR-PEARL-2020-11 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 2613 Usage of Data Feeds |
| 34-89736 | Sep 2, 2020 | SR-PEARL-2020-14 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Designation of Members for Mandatory Disaster Recovery Testing Pursuant to Regulation SCI for Calendar Year 2020 See Also - Exhibit 5 |
| 34-89730 | Sep 1, 2020 | SR-PEARL-2020-10 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement a Second Equity Rights Program |
| 34-89563 | Aug 14, 2020 | SR-PEARL-2020-03 | MIAX PEARL, LLC (PEARL) | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities |
| 34-89502 | Aug 6, 2020 | SR-PEARL-2020-03 | MIAX PEARL, LLC (PEARL) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Rules Governing the Trading of Equity Securities |
| 34-89316 | Jul 14, 2020 | SR-PEARL-2020-09 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments See Also - Exhibit 5 |
| 34-89302 | Jul 13, 2020 | SR-PEARL-2020-08 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule See Also - Exhibit 5 |