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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-66558 | Mar 9, 2012 | SR-EDGX-2012-06 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-66565 | Mar 9, 2012 | SR-EDGX-2012-07 | EDGX Exchange (EDGX) | Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction in Which Its Indirect Parent, SIX Swiss Exchange AG, Will Transfer Its Indirect Ownership Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG See Also - Exhibit 5, Rel. No. 34-66834 |
| 34-66402 | Feb 15, 2012 | SR-EDGX-2012-05 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Offering of a New Historical Data Feed Service to Members and Non-Members See Also - Exhibit 5 |
| 34-66383 | Feb 10, 2012 | SR-EDGX-2012-04 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) |
| 34-66222 | Jan 24, 2012 | SR-EDGX-2012-02 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until July 31, 2012 See Also - Exhibit 5 |
| 34-66228 | Jan 24, 2012 | SR-EDGX-2012-01 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until July 31, 2012 See Also - Exhibit 5 |
| 34-66176 | Jan 18, 2012 | SR-EDGX-2012-03 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 1.5(q) See Also - Exhibit 5 |
| 34-66171 | Jan 17, 2012 | SR-EDGA-2011-34, SR-EDGX-2011-33, SR-ISE-2011-69, SR-NYSE-2011-51, SR-NYSEAmex-2011-78, SR-NYSEArca-2011-72 | NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), Nasdaq ISE, LLC (ISE), EDGX Exchange (EDGX), EDGA Exchange (EDGA) | Order Granting Approval of Proposed Rule Change Relating to a Corporate Transaction in Which Deutsche Brse AG and NYSE Euronext Would Become Subsidiaries of Alpha Beta Netherlands Holding N.V. See Also - Rel. No. 34-65566, Rel. No. 34-65562, Rel. No. 34-65567, Rel. No. 34-65669, Rel. No. 34-65564, Rel. No. 34-65565 |
| 34-66129 | Jan 11, 2012 | SR-EDGX-2011-39 | EDGX Exchange (EDGX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule See Also - Exhibit 5 |
| 34-66065 | Dec 28, 2011 | SR-Phlx-2011-129, SR-NYSEArca-2011-68, SR-NYSEAmex-2011-73, SR-NYSE-2011-48, SR-NSX-2011-11, SR-NASDAQ-2011-131, SR-ISE-2011-61, SR-FINRA-2011-054, SR-EDGX-2011-30, SR-EDGA-2011-31, SR-CHX-2011-30, SR-CBOE-2011-087, SR-C2-2011-024, SR-BYX-2011-025, SR-BX-2011-068, SR-BATS-2011-038 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) | Order Instituting Proceedings To Determine Whether To Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility View Received Comments See Also - Rel. No. 34-67090, Rel. No 34-66680, Rel. No. 34-65770, Rel. No. 34-65433, Rel. No. 34-65438, Rel. No. 34-65426, Rel. No. 34-65427, Rel. No. 34-65428, Rel. No. 34-65429, Rel. No. 34-65430, Rel. No. 34-65431, Rel. No. 34-65432, Rel. No. 34-65434, Rel. No. 34-65435, Rel. No. 34-65436, Rel. No. 34-65437, Rel. No. 34-65439, Rel. No. 34-65440 |