National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-77818 | May 12, 2016 | SR-BatsBZX-2016-16 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Subparagraph (5) to Rule 21.1(h) Modifying the Operation of Orders Subject to the Display Price Sliding Process When a Contra-Side Post Only Order Is Received by the Bats BZX Exchange Options Platform See Also - Exhibit 5 |
| 34-77789 | May 10, 2016 | SR-BatsBZX-2016-12 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-77797 | May 10, 2016 | SR-BatsBZX-2016-13 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13, Order Execution and Routing, To Delete References to the TRIM3 Routing Option See Also - Exhibit 5A, Exhibit 5B |
| 34-77784 | May 9, 2016 | SR-BatsBZX-2016-14 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform See Also - Exhibit 5 |
| 34-77723 | Apr 27, 2016 | SR-BatsBZX-2016-09 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change to Rule 14.11, Managed Fund Shares, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust View Received Comments See Also - Rel. No. 34-78415, Rel. No. 34-78079 |
| 34-77721 | Apr 27, 2016 | SR-BatsBZX-2016-11 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program See Also - Exhibit 5 |
| 34-77639 | Apr 18, 2016 | SR-BatsBZX-2016-08 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 14.3 Regarding the Requirements for the Listing of Securities That Are Issued by the Exchange or Any of Its Affiliates See Also - Exhibit 5 |
| 34-77632 | Apr 15, 2016 | SR-BatsBZX-2016-06 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule Applicable to the Exchange's Options Platform See Also - Exhibit 5 |
| 34-77601 | Apr 13, 2016 | SR-BatsBZX-2016-07 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of the Exchange's Ultimate Parent Company, Bats Global Markets, Inc. See Also - Exhibit 5 |
| 34-77594 | Apr 12, 2016 | SR-BatsBZX-2016-01 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) Shares of the Following Series of Market Vectors ETF Trust: Market Vectors 6-8 Year Municipal Index ETF; Market Vectors 8-12 Year Municipal Index ETF; and Market Vectors 12-17 Year Municipal Index ETF View Received Comments See Also - Rel. No. 34-78329, Rel. No. 34-77958 |