National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78510 | Aug 9, 2016 | SR-IEX-2016-11 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(g) Related to Discretionary Peg Orders See Also - Exhibit 5 |
| 34-78502 | Aug 8, 2016 | SR-IEX-2016-10 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan |
| 34-78482 | Aug 5, 2016 | SR-IEX-2016-06 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.270(c) Concerning Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-78481 | Aug 4, 2016 | SR-IEX-2016-07 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 11.340(b) To Set Forth the Requirements for the Collection and Transmission of Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| 34-78475 | Aug 3, 2016 | SR-IEX-2016-05 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.330 To Combine the TOPS and LAST Data Products and Make Minor Correcting and Conforming Changes to the Description of TOPS Viewer See Also - Exhibit 5 |
| 34-78447 | Jul 29, 2016 | SR-IEX-2016-03 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Typographical Errors in Certain Referenced Time Frames See Also - Exhibit 5 |
| 34-78416 | Jul 27, 2016 | SR-IEX-2016-01 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Exchange Fees and Other Claims and Billing Policy See Also - Exhibit 5 |
| 34-78420 | Jul 27, 2016 | SR-IEX-2016-02 | Investors Exchange LLC (IEX) | Notice of Filing of Proposed Rule Change To Amend Rule 11.230 To Rename the "Router Plus" Routing Option to "Router" See Also - Exhibit 5 |