National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-70830 | Nov 7, 2013 | SR-TOPAZ-2013-10 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Trading Days and Hours of Business and Trading Halts See Also - Exhibit 5 |
| 34-70761 | Oct 28, 2013 | SR-Topaz-2013-09 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-70670 | Oct 11, 2013 | SR-Topaz-2013-08 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees |
| 34-70643 | Oct 9, 2013 | SR-Topaz-2013-07 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-70644 | Oct 9, 2013 | SR-Topaz-2013-06 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Maker Risk Parameters See Also - Exhibit 5 |
| 34-70636 | Oct 9, 2013 | SR-Topaz-2013-05 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to PIM and Penny Pilot Periods See Also - Exhibit 5 |
| 34-70426 | Sep 17, 2013 | SR-Topaz-2013-04 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees September 17, 2013. See Also - Exhibit 5 |
| 34-70296 | Aug 30, 2013 | SR-Topaz-2013-03 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-70200 | Aug 14, 2013 | SR-Topaz-2013-01 | Topaz Exchange (Topaz) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Schedule of Fees See Also - Exhibit 5 |