National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78202 | Jun 30, 2016 | SR-ISE-Mercury-2016-12 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-78119 | Jun 21, 2016 | SR-ISE-2016-11, SR-ISEGemini-2016-05, SR-ISEMercury-2016-10 | ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE) | Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury View Received Comments See Also - Rel. No. 34-77794, Rel. No. 34-77795 |
| 34-77931 | May 26, 2016 | SR-ISEMercury-2016-07 | ISE Mercury (ISEMercury) | Order Approving Proposed Rule Change Related to Market Wide Risk Protection View Received Comments See Also - Rel. No. 34-77569 |
| 34-77841 | May 16, 2016 | SR-ISEMercury-2016-11 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-77796 | May 10, 2016 | SR-ISE-Mercury-2016-10 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent View Received Comments See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Rel. No. 34-78119 |
| 34-77716 | Apr 26, 2016 | SR-ISEMercury-2016-09 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change Relating to Preferenced Volume See Also - Exhibit 5 |
| 34-77569 | Apr 8, 2016 | SR-ISEMercury-2016-07 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection View Received Comments See Also - Exhibit 5, Rel. No. 34-77931 |
| 34-77556 | Apr 7, 2016 | SR-ISE-Mercury-2016-08 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change To Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria View Received Comments See Also - Exhibit 5 |
| 34-77409 | Mar 21, 2016 | SR-ISEMercury-2016-05 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |
| 34-77412 | Mar 21, 2016 | SR-ISEMercury-2016-06 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees See Also - Exhibit 5 |