National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99992 | Apr 19, 2024 | SR-NYSE-2024-21 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company that has Changed its Primary Business Focus View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NYSE-2024-21
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| 34-99974 | Apr 17, 2024 | SR-NYSE-2024-22 | New York Stock Exchange LLC (NYSE) | New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 123D Comments Due: May 14, 2024 See Also - Exhibit 5 |
| 34-99969 | Apr 16, 2024 | SR-NYSE-2024-20 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: May 13, 2024 See Also - Exhibit 5 |
| 34-99906 | Apr 4, 2024 | SR-NYSE-2024-18 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months from its Original Listing Date if it Has Entered into a Defin Comments Due: May 1, 2024 See Also - Exhibit 5 |
| 34-99871 | Apr 1, 2024 | SR-NYSE-2024-19 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Dealings and Settlements, Rule 235, and Rule 236, Sections 204.12, 703.02, and 703.03 of the Listed Company Manual Comments Due: April 26, 2024 See Also - Exhibit 5 |
| 34-99848 | Mar 22, 2024 | SR-NYSE-2024-17 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 |
| 34-99806 | Mar 20, 2024 | SR-NYSE-2024-15 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99789 | Mar 20, 2024 | SR-NYSE-2024-14 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31 Comments Due: April 16, 2024 See Also - Exhibit 5 |
| 34-99719 | Mar 12, 2024 | SR-NYSE-2024-13 | New York Stock Exchange LLC (NYSE) | Notice of Filing of Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B See Also - Exhibit 5 |
| 34-99689 | Mar 7, 2024 | SR-NYSE-2024-12 | New York Stock Exchange LLC (NYSE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the NYSE Aggregated Lite Market Data Feed Comments Due: April 3, 2024 |