National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-99362 | Jan 17, 2024 | SR-ISE-2024-02 | Nasdaq ISE, LLC (ISE) | Notice of Filing of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Di Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 Submit a Comment on SR-ISE-2024-02
|
| 34-99171 | Dec 14, 2023 | SR-ISE-2023-36 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for Options on the Nasdaq 100 Index in the Exchange’s Pricing Schedule at Options 7 Comments Due: January 10, 2024 See Also - Exhibit 5 |
| 34-99142 | Dec 12, 2023 | SR-ISE-2023-35 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7 Comments Due: January 8, 2024 See Also - Exhibit 5 |
| 34-99131 | Dec 11, 2023 | SR-ISE-2023-33 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 5, 2024 See Also - Exhibit 5 |
| 34-99104 | Dec 7, 2023 | SR-ISE-2023-32 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Monthly Options Series and Amend the Nonstandard Expirations Program Comments Due: January 3, 2024 See Also - Exhibit 5 |
| 34-99092 | Dec 6, 2023 | SR-ISE-2023-31 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Legging Orders Comments Due: January 2, 2024 See Also - Exhibit 5 |
| 34-99029 | Nov 28, 2023 | SR-ISE-2023-30 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 4, Section 5 Related to a Low Priced Stock Strike Price Interval Program Comments Due: December 22, 2023 See Also - Exhibit 5 |
| 34-99024 | Nov 28, 2023 | SR-ISE-2023-28 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7 Comments Due: December 22, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98952 | Nov 15, 2023 | SR-ISE-2023-27 | Nasdaq ISE, LLC (ISE) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Pricing for Index Options on the Nasdaq 100 Micro Index Comments Due: December 12, 2023 See Also - Exhibit 5 |
| 34-98935 | Nov 14, 2023 | SR-ISE-2023-20 | Nasdaq ISE, LLC (ISE) | Order Approving a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index® Options with a Third-Friday-of-the-Month Expiration |