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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99655 SEC Issue Date:Mar 1, 2024 File Number:SR-CBOE-2024-006 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Options That Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index
Release Number:34-99620 SEC Issue Date:Feb 28, 2024 File Number:SR-CBOE-2024-008 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing of a Proposed Rule Change to Adopt a new Rule Regarding Order and Execution Management Systems ("OEMS")
Comments Due: March 26, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99481 SEC Issue Date:Feb 6, 2024 File Number:SR-CBOE-2023-038 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule Relating to the Options Regulatory Fee
Release Number:34-99417 SEC Issue Date:Jan 23, 2024 File Number:SR-CBOE-2023-063 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Rules Relating to Position and Exercise Limits
Release Number:34-99416 SEC Issue Date:Jan 23, 2024 File Number:SR-CBOE-2024-006 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to List and Trade Options that Overlie a Reduced Value of the MSCI World Index, the Full Value of the MSCI ACWI Index, and a Reduced Value of the MSCI USA Index
See Also - Exhibit 5
Release Number:34-99395 SEC Issue Date:Jan 19, 2024 File Number:SR-CBOE-2024-005 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing of a Proposed Rule Change to Permit Cboe to List and Trade Options on ETPs that Hold Bitcoin
Comments Due: February 15, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99385 SEC Issue Date:Jan 18, 2024 File Number:SR-CBOE-2024-004 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34
Comments Due: February 14, 2024
Release Number:34-99364 SEC Issue Date:Jan 17, 2024 File Number:SR-CBOE-2024-003 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin
Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024.
 
View Received Comments
See Also - Exhibit 5
Release Number:34-99326 SEC Issue Date:Jan 11, 2024 File Number:SR-CBOE-2024-002 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Certain Data Fees
Comments Due: February 8, 2024
See Also - Exhibit 5
Release Number:34-99301 SEC Issue Date:Jan 9, 2024 File Number:SR-CBOE-2024-001 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: February 6, 2024
See Also - Exhibit 5