National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-100215 | May 22, 2024 | SR-CboeBZX-2023-095 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 24, 2024 |
| 34-100214 | May 22, 2024 | SR-CboeBZX-2023-069 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: June 20, 2024 |
| 34-100203 | May 21, 2024 | SR-CboeBZX-2024-037 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies Comments Due: June 18, 2024 See Also - Exhibit 5 Submit a Comment on SR-CboeBZX-2024-037
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| 34-100193 | May 21, 2024 | SR-CboeBZX-2024-039 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: June 18, 2024 See Also - Exhibit 5 |
| 34-100129 | May 14, 2024 | SR-CboeBZX-2024-032 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Add Four Additional Market-on-Close Cut-off Times to Cboe Market Close Comments Due: June 20, 2024 See Also - Exhibit 5 |
| 34-100115 | May 13, 2024 | SR-CboeBZX-2024-007 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs Comments Due: June 7, 2024. Rebuttal comments should be submitted by June 21, 2024. |
| 34-100090 | May 9, 2024 | SR-CboeBZX-2024-034 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: June 5, 2024 See Also - Exhibit 5 |
| 34-100065 | May 6, 2024 | SR-CboeBZX-2023-087 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trus |
| 34-100038 | Apr 26, 2024 | SR-CboeBZX-2024-006 | Cboe BZX Exchange, Inc. (CboeBZX) | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 Comments Due: May 23, 2024. Rebuttal comments should be submitted by June 6, 2024. Submit a Comment on SR-CboeBZX-2024-006 - Notice of Filing of a Proposed Rule Change to Amend Rule 11.9(c)(6) and Rule 11.13(a)(4)(D) to Permit the Use of BZX Post Only Orders at Prices Below $1.00 |
| 34-100034 | Apr 25, 2024 | SR-CboeBZX-2024-026 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to Expand BZX Rule 14.11(l) to Permit the Generic Listing and Trading of Multi-class ETF Shares Comments Due: May 22, 2024 View Received Comments See Also - Exhibit 5 |