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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-49459 | Mar 23, 2004 | SR-Phlx-2004-21 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Extension of a Pilot Program Regarding the Book Sweep Function of the Exchange's Automated Options Market System |
| 34-49457 | Mar 23, 2004 | SR-Phlx-2004-20 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to an Extension of Interpretation of PACE Guarantees in Securities Subject to ITS Plan Exemption |
| 34-49456 | Mar 22, 2004 | SR-Phlx-2004-19 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Execution of Market and Marketable Limit Orders in Certain Trust Shares and Trust Issued Receipts During a Locked Market |
| 34-49435 | Mar 17, 2004 | SR-Phlx-2003-68 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Options Transactions Resulting From Obvious Errors See Also - Rel. No. 34-49785 |
| 34-49098 | Jan 16, 2004 | SR-Phlx-2003-73 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Demutualization of the Philadelphia Stock Exchange, Inc. View Received Comments See Also - Rel. No. 34-48847 |
| 34-49050 | Jan 9, 2004 | SR-Phlx-2003-75 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. View Received Comments |
| 34-48884 | Dec 5, 2003 | SR-PHLX-2003-66 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Accelerated Approval to Amendment No. 3 by the Philadelphia Stock Exchange, Inc., Relating to the Listing and Trading of Options on the Nasdaq Composite Index View Received Comments |
| 34-48875 | Dec 4, 2003 | SR-Phlx-2003-75 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Adopt Commentary .04 of Its Rule 1064 To Allow the Concurrent Representation of Hedging Stock Positions With Option Facilitation Orders in the Trading Crowd View Received Comments See Also - Rel. No. 34-49050 |
| 34-48847 | Nov 26, 2003 | SR-Phlx-2003-73 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating to the Demutualization of the Philadelphia Stock Exchange, Inc. View Received Comments See Also - Rel. No. 34-49098, Philadelphia Stock Exchange Option Rules, Inc., Inc., Rules of the Board of Governors, Philadelphia Stock ExchangeOptions Floor Procedure Advices |
| 34-48736 | Oct 31, 2003 | SR-Phlx-2003-67 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies |