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Release Number SEC Issue Date File Number SRO Organization Details
34-49697 May 13, 2004 SR-Phlx-2004-18 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Approval of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Make Permanent a Pilot Program Relating to the Book Sweep Function of the Exchange's Automated Options Market System
34-49690 May 12, 2004 SR-Phlx-2004-24 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to the Trading Hours of Canadian Dollar Foreign Currency Options
34-49693 May 12, 2004 SR-Phlx-2004-30 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Specialist Unit Fixed Monthly Fees
34-49661 May 6, 2004 SR-Phlx-2004-28 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Payment for Order Flow Fees for the Top 120 Options
34-49605 Apr 22, 2004 SR-Phlx-2004-22 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Susquehanna Indices, LLP Disclaimer
See Also - Rel. No. 34-49807
34-49587 Apr 21, 2004 SR-Phlx-2003-54 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. To Amend Rules Relating to the Minimum Net Capital for Specialists in Index Fund Shares
34-49523 Apr 2, 2004 SR-Phlx-2003-71 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Approval to Proposed Rule Change Relating to Participation Guarantees for Floor Brokers Representing Crossing and Facilitation Orders in Index Options
34-49514 Apr 1, 2004 SR-Phlx-2004-03 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Rescission of Exchange Rule 713
34-49467 Mar 24, 2004 SR-Phlx-2004-17 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Equity and Index Option Fees
34-49459 Mar 23, 2004 SR-Phlx-2004-21 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Extension of a Pilot Program Regarding the Book Sweep Function of the Exchange's Automated Options Market System
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