National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-53663 | Apr 17, 2006 | SR-NSX-2006-05 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change To Prohibit Tape Shredding See Also - Rel. No. 34-53861 |
| 34-53508 | Mar 17, 2006 | SR-NSX-2005-09 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration See Also - Rel. No. 34-53702 |
| 34-53195 | Jan 30, 2006 | SR-NSX-2006-02 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 11.3 To Allow for Sub-Penny Quoting in Certain Securities |
| 34-53174 | Jan 24, 2006 | SR-NSX-2006-01 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) To Decrease the Monthly Transaction Fee Cap |
| 34-53091 | Jan 10, 2006 | SR-NSX-2005-10 | National Stock Exchange (NSX) | Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System |
| 34-52807 | Nov 18, 2005 | SR-NSX-2005-06 | National Stock Exchange (NSX) | Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems See Also - Rel. No. 34-52576 |
| 34-52774 | Nov 15, 2005 | SR-NSX-2005-07 | National Stock Exchange (NSX) | Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee See Also - Rel. No. 34-52573 |
| 34-52713 | Nov 1, 2005 | SR-NSX-2005-08 | National Stock Exchange (NSX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Manual Processing Fee |
| 34-52573 | Oct 7, 2005 | SR-NSX-2005-07 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee See Also - Rel. No. 34-52774 |
| 34-52576 | Oct 7, 2005 | SR-NSX-2005-06 | National Stock Exchange (NSX) | Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems See Also - Rel. No. 34-52807 |