National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-53663 | SEC Issue Date:Apr 17, 2006 | File Number:SR-NSX-2006-05 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change To Prohibit Tape Shredding See Also - Rel. No. 34-53861 |
| Release Number:34-53508 | SEC Issue Date:Mar 17, 2006 | File Number:SR-NSX-2005-09 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration See Also - Rel. No. 34-53702 |
| Release Number:34-53195 | SEC Issue Date:Jan 30, 2006 | File Number:SR-NSX-2006-02 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 11.3 To Allow for Sub-Penny Quoting in Certain Securities |
| Release Number:34-53174 | SEC Issue Date:Jan 24, 2006 | File Number:SR-NSX-2006-01 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) To Decrease the Monthly Transaction Fee Cap |
| Release Number:34-53091 | SEC Issue Date:Jan 10, 2006 | File Number:SR-NSX-2005-10 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System |
| Release Number:34-52807 | SEC Issue Date:Nov 18, 2005 | File Number:SR-NSX-2005-06 | SRO Organization:National Stock Exchange (NSX) |
Details: Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems See Also - Rel. No. 34-52576 |
| Release Number:34-52774 | SEC Issue Date:Nov 15, 2005 | File Number:SR-NSX-2005-07 | SRO Organization:National Stock Exchange (NSX) |
Details: Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee See Also - Rel. No. 34-52573 |
| Release Number:34-52713 | SEC Issue Date:Nov 1, 2005 | File Number:SR-NSX-2005-08 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Manual Processing Fee |
| Release Number:34-52576 | SEC Issue Date:Oct 7, 2005 | File Number:SR-NSX-2005-06 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems See Also - Rel. No. 34-52807 |
| Release Number:34-52573 | SEC Issue Date:Oct 7, 2005 | File Number:SR-NSX-2005-07 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing of Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee See Also - Rel. No. 34-52774 |