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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-86549 SEC Issue Date:Aug 1, 2019 File Number:SR-NYSENAT-2019-17 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-location Services
See Also - Exhibit 5
Release Number:34-86365 SEC Issue Date:Jul 12, 2019 File Number:SR-NYSENAT-2019-16 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Reduce the Adding Average Daily Volume Required for ETP Holders To Qualify for the Adding Tier 1 Fees
See Also - Exhibit 5
Release Number:34-86301 SEC Issue Date:Jul 3, 2019 File Number:SR-NYSENAT-2019-15 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Update a Rule Cross Reference
See Also - Exhibit 5
Release Number:34-86126 SEC Issue Date:Jun 17, 2019 File Number:SR-NYSENAT-2019-14 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
See Also - Exhibit 5
Release Number:34-85959 SEC Issue Date:May 29, 2019 File Number:SR-NYSENAT-2019-13 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates Related to Co-location Services
See Also - Exhibit 5
Release Number:34-85887 SEC Issue Date:May 17, 2019 File Number:SR-NYSENAT-2019-12 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
See Also - Exhibit 5
Release Number:34-85723 SEC Issue Date:Apr 25, 2019 File Number:SR-NYSENAT-2019-10 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.11, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
See Also - Exhibit 5
Release Number:34-85674 SEC Issue Date:Apr 17, 2019 File Number:SR-NYSENAT-2019-09 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates
See Also - Exhibit 5
Release Number:34-85572 SEC Issue Date:Apr 9, 2019 File Number:SR-NYSENAT-2019-08 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Rule 7.12, Trading Halts Due to Extraordinary Market Volatility
See Also - Exhibit 5
Release Number:34-85522 SEC Issue Date:Apr 5, 2019 File Number:SR-NYSENAT-2019-07 SRO Organization:NYSE National, Inc. (NYSENAT) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10, Clearly Erroneous Executions
See Also - Exhibit 5