National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78111 | Jun 21, 2016 | SR-BatsBZX-2016-24 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| 34-78079 | Jun 15, 2016 | SR-BatsBZX-2016-09 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Rule 14.11, Managed Fund Shares, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust View Received Comments See Also - Rel. No. 34-78415, Rel. No. 34-77723 |
| 34-78061 | Jun 14, 2016 | SR-BatsBZX-2016-22 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform See Also - Exhibit 5 |
| 34-78034 | Jun 10, 2016 | SR-BatsBZX-2016-25 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Opening Process for Non-BZX-Listed Securities See Also - Exhibit 5 |
| 34-78032 | Jun 10, 2016 | SR-BatsBZX-2016-23 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-77960 | Jun 1, 2016 | SR-BatsBZX-2016-20 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 14.13, Company Listing Fees See Also - Exhibit 5 |
| 34-77958 | Jun 1, 2016 | SR-BatsBZX-2016-01 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) Shares of the Following Series of Market Vectors ETF Trust: Market Vectors 6-8 Year Municipal Index ETF; Market Vectors 8-12 Year Municipal Index ETF; and Market Vectors 12-17 Year Municipal Index ETF View Received Comments See Also - Rel. No. 34-78329, Rel. No. 34-77594 |
| 34-77915 | May 25, 2016 | SR-BatsBZX-2016-19 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Opening Process for Non-BZX-Listed Securities See Also - Exhibit 5 |
| 34-77884 | May 23, 2016 | SR-BatsBZX-2016-17 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform See Also - Exhibit 5 |
| 34-77846 | May 17, 2016 | SR-BatsBZX-2016-18 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 15.1(a) and (c) in Order To Implement a Tape B Quoting Tier See Also - Exhibit 5 |