National Securities Exchanges

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Release Number SEC Issue Date File Number SRO Organization Details
34-50751 Nov 29, 2004 SR-Phlx-2004-59 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the Philadelphia Stock Exchange, Inc. Relating to Minor Adjustments in the Calculation of the Nasdaq Composite Index
34-50723 Nov 23, 2004 SR-Phlx-2004-68 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Its Equity Options Payment for Order Flow Program
34-50722 Nov 23, 2004 SR-Phlx-2004-72 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to its Equity Options Payment for Order Flow Program
34-50728 Nov 23, 2004 SR-Phlx-2004-74 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to $5 Bid/Ask Differentials in Options Traded on the Exchange's Electronic Trading Platform, Phlx XL
34-50727 Nov 23, 2004 SR-Phlx-2004-66 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change Relating to Concentration Limit Listing Standards in Phlx Rule 1009A
See Also - Rel. No. 34-50945
34-50679 Nov 16, 2004 SR-Phlx-2004-69 Nasdaq PHLX LLC (Phlx) Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Summary of Index Option and FXI Options Charges Fee Schedule
34-50676 Nov 16, 2004 SR-Phlx-2004-67 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Assessing Index Option Charges for FXI Options
34-50591 Oct 26, 2004 SR-Phlx-2004-62 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing of Proposed Rule Change To Waive the Options Specialist Shortfall Fee for One Specialist Unit That Did Not Have a Specialized Quote Feed in Place
See Also - Rel. No. 34-50832
34-50572 Oct 20, 2004 SR-Phlx-2004-61 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Its Equity Options Payment for Order Flow Program
34-50563 Oct 19, 2004 SR-Phlx-2004-64 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Change in Weighting Methodology of the Phlx/KBW Bank Index
Displaying 1871 - 1880 of 1941