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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-50997 | Jan 7, 2005 | SR-Phlx-2003-40 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Accelerated Approval to Amendments No. 2, 3, 4 and 5 Relating to the Options Floor Broker Management System |
| 34-50958 | Jan 4, 2005 | SR-Phlx-2004-93 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Eliminate the Maximum Order Delivery Size Over the AUTOM System |
| 34-50945 | Dec 29, 2004 | SR-Phlx-2004-66 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Order Granting Accelerated Approval to Proposed Rule Change Relating to Concentration Limit Listing Standards in Phlx Rule 1009A |
| 34-50947 | Dec 29, 2004 | SR-Phlx-2004-82 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Short Sales |
| 34-50946 | Dec 29, 2004 | SR-Phlx-2004-87 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Amending Phlx Rule 1072 in View of Commission Regulation SHO |
| 34-50911 | Dec 22, 2004 | SR-Phlx-2004-89 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Changes to Its Automated Options Market (AUTOM) System |
| 34-50901 | Dec 21, 2004 | SR-Phlx-2004-84 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. to Eliminate the Public Order Exposure System Functionality From Phlx Rule 229 See Also - Rel. No. 34-51144 |
| 34-50877 | Dec 17, 2004 | SR-Phlx-2004-90 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to Remote Streaming Quote Traders See Also - Rel. No. 34-51126 |
| 34-50856 | Dec 14, 2004 | SR-Phlx-2004-91 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change To Establish a Directed Order Process for Orders Delivered to the Exchange Via AUTOM View Received Comments See Also - Rel. No. 34-50856 |
| 34-50851 | Dec 14, 2004 | SR-Phlx-2004-51 | Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX | Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Philadelphia Stock Exchange, Inc. Relating to Phlx Regulation 5, Visitors and Applicants See Also - Rel. No. 34-51080 |