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Release Number SEC Issue Date File Number SRO Organization Details
34-51116 Feb 1, 2005 SR-Phlx-2005-06 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. To Extend Its Pilot Fee Schedule for Electronic Communications Networks
34-51114 Jan 31, 2005 SR-Phlx-2005-07 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Distribution of "Risk Disclosure Statement" by Futures Commission Merchants and Introducing Brokers
34-51096 Jan 28, 2005 SR-Phlx-2004-96 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to its Equity Option Specialist Deficit (Shortfall) Fee
34-51080 Jan 26, 2005 SR-Phlx-2004-51 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Phlx Regulation 5, Visitors and Applicants
See Also - Rel. No. 34-50851
34-51064 Jan 21, 2005 SR-Phlx-2004-73 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendments No. 1 and 2 Thereto To Require the Immediate Display of Customer Options Limit Orders
34-51071 Jan 21, 2005 SR-Phlx-2005-05 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Increase Position Limits and Exercise Limits for Options on Standard and Poor's Depositary Receipts (SPDRs)
34-51060 Jan 19, 2005 SR-Phlx-2005-01 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc., Relating To Imposing a New Licensing Fee in Connection With the Firm-Related Equity Option and Index Option Fee Cap
34-51036 Jan 13, 2005 SR-Phlx-2004-92 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Philadelphia Stock Exchange, Inc. Relating To Adopting Phlx Rule 1017, Openings in Options, on a Permanent Basis
34-51028 Jan 12, 2005 SR-Phlx-2005-04 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Electronic Audit Trail for Orders in Options Overlying the Standard and Poor's Depositary Receipts
34-51024 Jan 11, 2005 SR-Phlx-2004-94 Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Increasing the Firm-Related Equity Option and Index Option Comparison and Transaction Cap
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