National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85346 | Mar 18, 2019 | SR-EMERALD-2019-14 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders See Also - Exhibit 5 |
| 34-85345 | Mar 18, 2019 | SR-EMERALD-2019-13 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders See Also - Exhibit 5 |
| 34-85316 | Mar 14, 2019 | SR-EMERALD-2019-11 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees View Received Comments See Also - Exhibit 5 |
| 34-85266 | Mar 7, 2019 | SR-EMERALD-2019-07 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons |
| 34-85251 | Mar 6, 2019 | SR-EMERALD-2019-01 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Options Regulatory Fee View Received Comments See Also - Exhibit 5 |
| 34-85225 | Mar 1, 2019 | SR-EMERALD-2019-06 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments To Extend the Penny Pilot Program See Also - Exhibit 5 |
| 34-85224 | Feb 28, 2019 | SR-EMERALD-2019-08 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options See Also - Exhibit 5 |
| 34-85207 | Feb 27, 2019 | SR-EMERALD-2019-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish MIAX Emerald Top of Market ("ToM") Data Feed, MIAX Emerald Complex Top of Market ("cToM") Data Feed, MIAX Emerald Administrative Information Subscriber ("AIS") Data Feed, and MIAX Emerald Order Feed ("MOR") |
| 34-85208 | Feb 27, 2019 | SR-EMERALD-2019-05 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 602, Appointment of Market Makers See Also - Exhibit 5 |
| 34-85164 | Feb 19, 2019 | SR-EMERALD-2019-03 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor See Also - Exhibit 5 |