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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-78543 Aug 11, 2016 SR-BatsBZX-2016-45 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees
See Also - Exhibit 5
34-78527 Aug 10, 2016 SR-BatsBZX-2016-47 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Closing Contingency Procedure
See Also - Exhibit 5
34-78517 Aug 9, 2016 SR-BatsBZX-2016-44 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform
See Also - Exhibit 5
34-78454 Aug 2, 2016 SR-BatsBZX-2016-46 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program
See Also - Exhibit 5
34-78455 Aug 2, 2016 SR-BatsBZX-2016-43 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC
See Also - Exhibit 5
34-78453 Aug 1, 2016 SR-BatsBZX-2016-42 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee
See Also - Exhibit 5, Rel. No. 34-78849
34-78415 Jul 26, 2016 SR-BatsBZX-2016-09 Bats BZX Exchange, Inc. (BatsBZX) Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust Under BZX Rule 14.11(i), Managed Fund Shares
View Received Comments
See Also - Rel. No. 34-78079, Rel. No. 34-77723
34-78346 Jul 15, 2016 SR-BatsBZX-2016-34 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF, a Series of ProShares
View Received Comments
See Also - Rel. No. 34-78847, Rel. No. 34-78643
34-78338 Jul 15, 2016 SR-BatsBZX-2016-41 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.
See Also - Exhibit 5
34-78334 Jul 14, 2016 SR-BatsBZX-2016-29 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program
View Received Comments
See Also - Exhibit 5