National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78543 | Aug 11, 2016 | SR-BatsBZX-2016-45 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees See Also - Exhibit 5 |
| 34-78527 | Aug 10, 2016 | SR-BatsBZX-2016-47 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Closing Contingency Procedure See Also - Exhibit 5 |
| 34-78517 | Aug 9, 2016 | SR-BatsBZX-2016-44 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform See Also - Exhibit 5 |
| 34-78454 | Aug 2, 2016 | SR-BatsBZX-2016-46 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program See Also - Exhibit 5 |
| 34-78455 | Aug 2, 2016 | SR-BatsBZX-2016-43 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC See Also - Exhibit 5 |
| 34-78453 | Aug 1, 2016 | SR-BatsBZX-2016-42 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee See Also - Exhibit 5, Rel. No. 34-78849 |
| 34-78415 | Jul 26, 2016 | SR-BatsBZX-2016-09 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust Under BZX Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-78079, Rel. No. 34-77723 |
| 34-78346 | Jul 15, 2016 | SR-BatsBZX-2016-34 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF, a Series of ProShares View Received Comments See Also - Rel. No. 34-78847, Rel. No. 34-78643 |
| 34-78338 | Jul 15, 2016 | SR-BatsBZX-2016-41 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |
| 34-78334 | Jul 14, 2016 | SR-BatsBZX-2016-29 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5 |