National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87389 | Oct 23, 2019 | SR-NYSECHX-2019-15 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds |
| 34-87351 | Oct 18, 2019 | SR-NYSECHX-2019-13 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related To Article 20, Rule 10 and Rule 7.10 See Also - Exhibit 5 |
| 34-87318 | Oct 16, 2019 | SR-NYSECHX-2019-11 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Intercontinental Exchange, Inc. See Also - Exhibit 5 |
| 34-87264 | Oct 9, 2019 | SR-NYSECHX-2019-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add Rules To Support the Transition of Trading to the Pillar Trading Platform View Received Comments See Also - Exhibit 5 |
| 34-87027 | Sep 19, 2019 | SR-NYSECHX-2019-09 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Article 20, Rule 2 See Also - Exhibit 5 |
| 34-86709 | Aug 20, 2019 | SR-NYSECHX-2019-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change for Trading Rules To Support the Transition of Trading to the Pillar Trading Platform View Received Comments See Also - Exhibit 5 |
| 34-85738 | Apr 26, 2019 | SR-NYSECHX-2019-06 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees and Others See Also - Exhibit 5 |
| 34-85716 | Apr 25, 2019 | SR-NYSECHX-2019-07 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding New Rules on Hours of Business, Holidays and Trading Halts and Suspensions, and Amendment of Article 20, Rule 1 See Also - Exhibit 5 |
| 34-85565 | Apr 9, 2019 | SR-NYSECHX-2019-05 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Article 20, Rule 2, Trading Halts Due to Extraordinary Market Volatility See Also - Exhibit 5 |
| 34-85533 | Apr 5, 2019 | SR-NYSECHX-2019-04 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Article 20, Rule 10, Handling of Clearly Erroneous Transactions See Also - Exhibit 5 |