National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88411 | Mar 18, 2020 | SR-NYSENAT-2020-11 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |
| 34-88399 | Mar 17, 2020 | SR-NYSENAT-2020-10 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-Location Hot Hands Fee See Also - Exhibit 5 |
| 34-88368 | Mar 12, 2020 | SR-NYSENAT-2020-09 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change Amending Rule 7.31 (Orders and Modifiers) Relating to How Orders Are Repriced and Make Related Changes to Rules 7.36 and 7.38 See Also - Exhibit 5 |
| 34-88332 | Mar 5, 2020 | SR-NYSENAT-2020-01 | NYSE National, Inc. (NYSENAT) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-88319 | Mar 4, 2020 | SR-NYSENAT-2019-19, SR-NYSEArca-2019-61, SR-NYSEAMER-2019-34, SR-NYSE-2019-46 | NYSE National, Inc. (NYSENAT), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Exchanges' Co-Location Services To Offer Co-Location Users Access to the NMS Network View Received Comments |
| 34-88241 | Feb 19, 2020 | SR-NYSENAT-2020-08 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments See Also - Exhibit 5 |
| 34-88231 | Feb 18, 2020 | SR-NYSENAT-2020-06 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees and Rebates Related to Co-Location Services See Also - Exhibit 5 |
| 34-88211 | Feb 14, 2020 | SR-NYSENAT-2020-05 | NYSE National, Inc. (NYSENAT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 5 |
| 34-88171 | Feb 11, 2020 | SR-NYSENAT-2020-03 | NYSE National, Inc. (NYSENAT) | Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections View Received Comments See Also - Exhibit 5 |
| 34-88118 | Feb 4, 2020 | SR-NYSENAT-2019-31 | NYSE National, Inc. (NYSENAT) | Notice of Withdrawal of a Proposed Rule Change To Establish Fees for the NYSE National Integrated Feed View Received Comments |