National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78787 | Sep 8, 2016 | SR-BatsBZX-2016-57 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |
| 34-78765 | Sep 2, 2016 | SR-BatsBZX-2016-29 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program View Received Comments See Also - Exhibit 5 |
| 34-78746 | Sep 1, 2016 | SR-BatsBZX-2016-52 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation of Amendments to the Options Regulatory Fee See Also - Exhibit 5 |
| 34-78697 | Aug 26, 2016 | SR-BatsBZX-2016-53 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading, To Allow Wednesday Expirations for SPY Options See Also - Exhibit 5 |
| 34-78666 | Aug 24, 2016 | SR-BatsBZX-2016-48 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change to Rule 14.11(c)(4) To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust View Received Comments See Also - Rel. No. 34-79381, Rel. No. 34-79092 |
| 34-78653 | Aug 23, 2016 | SR-BatsBZX-2016-30 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust View Received Comments |
| 34-78643 | Aug 23, 2016 | SR-BatsBZX-2016-34 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF View Received Comments See Also - Rel. No. 34-78847, Rel. No. 34-78346 |
| 34-78640 | Aug 23, 2016 | SR-BatsBZX-2016-26 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(d) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset View Received Comments See Also - Rel. No. 34-79069, Rel. No. 34-78236 |
| 34-78632 | Aug 22, 2016 | SR-BatsBZX-2016-50 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as BZX Summary Depth See Also - Exhibit 5 |
| 34-78613 | Aug 18, 2016 | SR-BatsBZX-2016-35 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF View Received Comments See Also - Rel. No. 34-79053, Rel. No. 34-78264 |