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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-78787 Sep 8, 2016 SR-BatsBZX-2016-57 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.
See Also - Exhibit 5
34-78765 Sep 2, 2016 SR-BatsBZX-2016-29 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program
View Received Comments
See Also - Exhibit 5
34-78746 Sep 1, 2016 SR-BatsBZX-2016-52 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation of Amendments to the Options Regulatory Fee
See Also - Exhibit 5
34-78697 Aug 26, 2016 SR-BatsBZX-2016-53 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading, To Allow Wednesday Expirations for SPY Options
See Also - Exhibit 5
34-78666 Aug 24, 2016 SR-BatsBZX-2016-48 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing of a Proposed Rule Change to Rule 14.11(c)(4) To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust
View Received Comments
See Also - Rel. No. 34-79381, Rel. No. 34-79092
34-78640 Aug 23, 2016 SR-BatsBZX-2016-26 Bats BZX Exchange, Inc. (BatsBZX) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(d) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset
View Received Comments
See Also - Rel. No. 34-79069, Rel. No. 34-78236
34-78653 Aug 23, 2016 SR-BatsBZX-2016-30 Bats BZX Exchange, Inc. (BatsBZX) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust
View Received Comments
34-78643 Aug 23, 2016 SR-BatsBZX-2016-34 Bats BZX Exchange, Inc. (BatsBZX) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF
View Received Comments
See Also - Rel. No. 34-78847, Rel. No. 34-78346
34-78632 Aug 22, 2016 SR-BatsBZX-2016-50 Bats BZX Exchange, Inc. (BatsBZX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as BZX Summary Depth
See Also - Exhibit 5
34-78613 Aug 18, 2016 SR-BatsBZX-2016-35 Bats BZX Exchange, Inc. (BatsBZX) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF
View Received Comments
See Also - Rel. No. 34-79053, Rel. No. 34-78264