National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-82537 | Jan 19, 2018 | SR-MRX-2018-01 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Introduce a New Pricing Model See Also - Exhibit 5 |
| 34-82523 | Jan 17, 2018 | SR-MRX-2018-02 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders |
| 34-82503 | Jan 16, 2018 | SR-PHLX-2017-37, SR-PEARL-2017-20, SR-NYSEMKT-2017-26, SR-NYSEArca-2017-52, SR-NYSE-2017-22, SR-NASDAQ-2017-046, SR-MRX-2017-04, SR-MIAX-2017-18, SR-ISE-2017-45, SR-IEX-2017-16, SR-GEMX-2017-17, SR-FINRA-2017-011, SR-CHX-2017-08, SR-CBOE-2017-040, SR-C2-2017-017, SR-BX-2017-023, SR-BOX-2017-16, SR-BatsEDGX-2017-22, SR-BatsEDGA-2017-13, SR-BatsBZX-2017-38, SR-BatsBYX-2017-11 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Nasdaq GEMX, LLC (GEMX), Financial Industry Regulatory Authority (FINRA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail View Received Comments |
| 34-82364 | Dec 19, 2017 | SR-MRX-2017-28 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program View Received Comments See Also - Exhibit 5 |
| 34-82324 | Dec 14, 2017 | SR-MRX-2017-27 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations See Also - Exhibit 5 |
| 34-82287 | Dec 11, 2017 | SR-MRX-2017-04 | Nasdaq MRX, LLC (MRX) | Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 View Received Comments See Also - Exhibit 3, Exhibit 4, Exhibit 5, Rel. No. 34-80726, Rel. No. 34-82049, Rel. No. 34-81067 |
| 34-82172 | Nov 29, 2017 | SR-MRX-2017-26 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the MRX Rulebook See Also - Exhibit 5 |
| 34-82134 | Nov 21, 2017 | SR-MRX-2017-25 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality See Also - Exhibit 5 |
| 34-82129 | Nov 20, 2017 | SR-MRX-2017-24 | Nasdaq MRX, LLC (MRX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to All-Or-None Orders See Also - Exhibit 5 |
| 34-82101 | Nov 16, 2017 | SR-MRX-2017-18 | Nasdaq MRX, LLC (MRX) | Order Granting Approval of a Proposed Rule Change To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges See Also - Rel. No. 34-81795 |