National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93369 | Oct 15, 2021 | SR-PEARL-2021-48 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adjust the Options Regulatory Fee Comments Due: November 12, 2021 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2021-48
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| 34-93346 | Oct 15, 2021 | SR-PEARL-2021-32 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees Comments Due: August 5, 2021 View Received Comments |
| 34-93312 | Oct 14, 2021 | SR-PEARL-2021-50 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Extend the Pilot Related to the Market-Wide Circuit Breakers in Exchange Rule 2622 Comments Due: November 10, 2021 See Also - Exhibit 5 |
| 34-93329 | Oct 14, 2021 | SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports Comments Due: August 5, 2021 View Received Comments |
| 34-93298 | Oct 13, 2021 | SR-PEARL-2021-44 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule Comments Due: November 9, 2021 See Also - Exhibit 5 |
| 34-93301 | Oct 13, 2021 | SR-PEARL-2021-38 | MIAX PEARL, LLC (PEARL) | Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: September 17, 2021 View Received Comments |
| 34-93252 | Oct 4, 2021 | SR-PEARL-2021-47 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: October 29, 2021 See Also - Exhibit 5 |
| 34-93209 | Sep 30, 2021 | SR-PEARL-2021-43 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend Exchange Rule 100, Definitions, Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities, Rule 404, Series of Option Contracts Open for Trading, Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 406, Long-Term Option Contracts, Rule 500, Access to and Conduct on the Exchange, Rule 503, Openings on the Exchange, Rule 515, Execution of Orders, and Rule 519, MIAX Pearl Order Monitor ("MOM") Comments Due: October 26, 2021 See Also - Exhibit 5 |
| 34-93162 | Sep 28, 2021 | SR-PEARL-2021-45 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: October 25, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93047 | Sep 17, 2021 | SR-PEARL-2021-42 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule Relating to Disaster Recovery Facility 1 Gigabit ULL per Connection Fee for Members Comments Due: October 14, 2021 See Also - Exhibit 5 |