National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93424 | Oct 26, 2021 | SR-MIAX-2021-49 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt an Incentive Program for Market Makers in SPIKES Options Comments Due: November 22, 2021 See Also - Exhibit 5 Submit a Comment on SR-MIAX-2021-49
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| 34-93404 | Oct 22, 2021 | SR-MIAX-2021-51 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Establish a Policy Relating to Billing Errors Comments Due: November 18, 2021 See Also - Exhibit 5 |
| 34-93368 | Oct 15, 2021 | SR-MIAX-2021-48 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: November 12, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93329 | Oct 14, 2021 | SR-PEARL-2021-30, SR-MIAX-2021-29, SR-EMERALD-2021-22 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports Comments Due: August 5, 2021 View Received Comments |
| 34-93304 | Oct 13, 2021 | SR-MIAX-2021-38 | Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee Comments Due: September 17, 2021 View Received Comments |
| 34-93306 | Oct 13, 2021 | SR-MIAX-2021-42 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: November 9, 2021 See Also - Exhibit 5 |
| 34-93251 | Oct 4, 2021 | SR-MIAX-2021-47 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM") Comments Due: October 29, 2021 See Also - Exhibit 5 |
| 34-93210 | Sep 30, 2021 | SR-MIAX-2021-40 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Amend Exchange Rule 402, Criteria for Underlying Securities, Rule 403, Withdrawal of Approval of Underlying Securities, Rule 404, Series of Option Contracts Open for Trading, Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 503, Openings on the Exchange, Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, and Rule 518, Complex Orders Comments Due: October 26, 2021 See Also - Exhibit 5 |
| 34-93185 | Sep 29, 2021 | SR-MIAX-2021-43 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports Comments Due: October 26, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93165 | Sep 28, 2021 | SR-MIAX-2021-41 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: October 25, 2021 View Received Comments See Also - Exhibit 5 |