National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-85544 | Apr 8, 2019 | SR-CboeEDGA-2019-005 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions See Also - Exhibit 5 |
| 34-85521 | Apr 5, 2019 | SR-CboeEDGA-2019-004 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Handling of Orders That Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained To Facilitate Compliance with Rule 610(d) of Regulation NMS See Also - Exhibit 5 |
| 34-85319 | Mar 14, 2019 | SR-CboeEDGA-2019-003 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to Exchange Rules 15.1(a) and (c) See Also - Exhibit 5 |
| 34-85116 | Feb 13, 2019 | SR-CboeEDGA-2019-002 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the EDGA Fee Schedule as It Relates to Pricing for the Use of Certain Routing Strategies See Also - Exhibit 5 |
| 34-85098 | Feb 11, 2019 | SR-CboeEDGA-2019-001 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of Its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent") See Also - Exhibit 5a, Exhibit 5b |
| 34-84683 | Nov 29, 2018 | SR-CboeEDGA-2018-019 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Eliminate the Liquidity Swap Component of the Discretionary Range Instruction See Also - Exhibit 5 |
| 34-84623 | Nov 19, 2018 | SR-CboeEDGA-2018-018 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fee Schedule See Also - Exhibit 5 |
| 34-84599 | Nov 15, 2018 | SR-CboeEDGA-2018-017 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform View Received Comments See Also - Exhibit 5 |
| 34-84405 | Oct 11, 2018 | SR-CboeEDGA-2018-016 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce Equities Purge Ports to (1) Establish Purge Ports for Equities Trading and Amend the Interpretations and Policies to Rule 11.10, Order Execution, To Reflect the Proposed Purge Ports, and (2) Modify the Fee Schedule Applicable to the Exchange's Equities Platform ("EDGA Equities") To Identify and To Set Fees for Purge Ports See Also - Exhibit 5a, Exhibit 5b |
| 34-84140 | Sep 14, 2018 | SR-CboeEDGA-2018-015 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange See Also - Exhibit 5 |