National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-80473 | Apr 17, 2017 | SR-C2-2017-015 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule See Also - Exhibit 5 |
| 34-80430 | Apr 11, 2017 | SR-C2-2017-013 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections |
| 34-80298 | Mar 22, 2017 | SR-C2-2017-011 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.15 |
| 34-80281 | Mar 20, 2017 | SR-C2-2017-010 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders |
| 34-80256 | Mar 15, 2017 | SR-PHLX-2017-07, SR-PEARL-2017-04, SR-NYSEMKT-2017-02, SR-NYSEArca-2017-04, SR-NYSEArca-2017-03, SR-NYSE-2017-01, SR-NSX-2017-03, SR-NASDAQ-2017-008, SR-MIAX-2017-03, SR-ISEMercury-2017-03, SR-ISEGemini-2017-04, SR-ISE-2017-08, SR-IEX-2017-04, SR-CHX-2017-03, SR-CBOE-2017-012, SR-C2-2017-007, SR-BX-2017-007, SR-BOX-2017-07, SR-BatsEDGX-2017-08, SR-BatsEDGA-2017-03, SR-BatsBZX-2017-08, SR-BatsBYX-2017-02 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Order Approving Proposed Rule Changes To Adopt Consolidated Audit Trail Compliance Rules See Also - Rel. No. 34-79949, Rel. No. 34-79932, Rel. No. 34-79953, Rel. No. 34-79950, Rel. No. 34-79967, Rel. No. 34-79937, Rel. No. 34-79938, Rel. No. 34-79935, Rel. No. 34-79960, Rel. No. 34-79907, Rel. No. 34-79909, Rel. No. 34-79911, Rel. No. 34-79945, Rel. No. 34-79948, Rel. No. 34-79944, Rel. No. 34-79927, Rel. No. 34-79962, Rel. No. 34-79933, Rel. No. 34-79965, Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements |
| 34-80166 | Mar 7, 2017 | SR-C2-2017-009 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing of a Proposed Rule Change To Amend the C2 Bylaws and Certificate of Incorporation See Also - Exhibit 5a, Exhibit 5b |
| 34-80031 | Feb 13, 2017 | SR-C2-2017-008 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule See Also - Exhibit 5 |
| 34-79953 | Feb 3, 2017 | SR-C2-2017-007 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail See Also - Exhibit 5, Rel. No. 34-80256 |
| 34-79861 | Jan 23, 2017 | SR-C2-2017-004 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder See Also - Exhibit 5 |
| 34-79807 | Jan 17, 2017 | SR-C2-2017-002 | Cboe C2 Exchange, Inc. (C2) | Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule See Also - Exhibit 5 |