National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79069 | Oct 7, 2016 | SR-BatsBZX-2016-26 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend BZX Rule 14.11(d) To Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset View Received Comments See Also - Rel. No. 34-78640, Rel. No. 34-78236 |
| 34-79070 | Oct 7, 2016 | SR-BatsBZX-2016-66 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |
| 34-79064 | Oct 6, 2016 | SR-BatsBZX-2016-64 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees To Make a Clarifying Change Related to the Tape B Quoting Tier See Also - Exhibit 5 |
| 34-79053 | Oct 5, 2016 | SR-BatsBZX-2016-35 | Bats BZX Exchange, Inc. (BatsBZX) | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF of the J.P. Morgan Exchange-Traded Fund Trust Under BZX Rule 14.11(i), Managed Fund Shares View Received Comments See Also - Rel. No. 34-78613, Rel. No. 34-78264 |
| 34-79039 | Oct 4, 2016 | SR-BatsBZX-2016-62 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 22.3, Continuing Options Market Maker Registration See Also - Exhibit 5 |
| 34-78964 | Sep 28, 2016 | SR-BatsBZX-2016-59 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update BZX Rules 21.1, 21.7 and 21.9 To Align the Exchange's Rules and Functionality Applicable to the Exchange's Options Platform, BZX Options, With the Exchange's Affiliated Options Platform, EDGX Options, Which Is Operated by Bats EDGX Exchange, Inc. See Also - Exhibit 5 |
| 34-78849 | Sep 15, 2016 | SR-BatsBZX-2016-42 | Bats BZX Exchange, Inc. (BatsBZX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Options Regulatory Fee View Received Comments See Also - Rel. No. 34-78453 |
| 34-78847 | Sep 15, 2016 | SR-BatsBZX-2016-34 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to BZX Rule 14.1(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF View Received Comments See Also - Rel. No. 34-78643, Rel. No. 34-78346 |
| 34-78796 | Sep 9, 2016 | SR-BatsBZX-2016-55 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program See Also - Exhibit 5, Exemptive Letter |
| 34-78787 | Sep 8, 2016 | SR-BatsBZX-2016-57 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc. See Also - Exhibit 5 |