National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-88540 | Apr 1, 2020 | SR-NYSENAT-2020-08, SR-NYSECHX-2020-05, SR-NYSEArca-2020-15, SR-NYSEAMER-2020-10, SR-NYSE-2020-11 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments |
| 34-88539 | Apr 1, 2020 | SR-NYSENAT-2020-03, SR-NYSECHX-2020-02, SR-NYSEArca-2020-08, SR-NYSEAMER-2020-05, SR-NYSE-2020-05 | NYSE National, Inc. (NYSENAT), NYSE Chicago, Inc. (NYSECHX), NYSE Arca (NYSEARCA), NYSE American LLC (NYSEAMER), New York Stock Exchange LLC (NYSE) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers View Received Comments |
| 34-88522 | Mar 31, 2020 | SR-NYSECHX-2020-10 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee See Also - Exhibit 5 |
| 34-88410 | Mar 18, 2020 | SR-NYSECHX-2020-08 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt See Also - Exhibit 5 |
| 34-88400 | Mar 17, 2020 | SR-NYSECHX-2020-07 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-Location Hot Hands Fee See Also - Exhibit 5 |
| 34-88367 | Mar 12, 2020 | SR-NYSECHX-2020-06 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change Amending Rule 7.31 (Orders and Modifiers) Relating to How Orders Are Repriced and Make Related Changes to Rules 7.36 and 7.38 See Also - Exhibit 5 |
| 34-88335 | Mar 5, 2020 | SR-NYSECHX-2020-01 | NYSE Chicago, Inc. (NYSECHX) | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail View Received Comments |
| 34-88240 | Feb 19, 2020 | SR-NYSECHX-2020-05 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services View Received Comments See Also - Exhibit 5 |
| 34-88172 | Feb 11, 2020 | SR-NYSECHX-2020-02 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections View Received Comments See Also - Exhibit 5 |
| 34-87988 | Jan 16, 2020 | SR-NYSECHX-2020-01 | NYSE Chicago, Inc. (NYSECHX) | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Rule 6.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail View Received Comments See Also - Exhibit 5 |