National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-81662 | Sep 20, 2017 | SR-IEX-2017-31 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Manner in Which the Order Collar and Router Constraint Apply to Auctions and the Opening Process See Also - Exhibit 5 |
| 34-81602 | Sep 13, 2017 | SR-IEX-2017-29 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 See Also - Exhibit 5 |
| 34-81502 | Aug 30, 2017 | SR-IEX-2017-28 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees Pursuant to Rule 15.110 See Also - Exhibit 5 |
| 34-81500 | Aug 30, 2017 | SR-PHLX-2017-47, SR-NYSEMKT-2017-31, SR-NYSEArca-2017-60, SR-NYSE-2017-24, SR-NASDAQ-2017-059, SR-MRX-2017-08, SR-MIAX-2017-24, SR-ISE-2017-52, SR-IEX-2017-21, SR-GEMX-2017-24, SR-CBOE-2017-043, SR-BX-2017-029, SR-BOX-2017-19, SR-BatsEDGX-2017-24, SR-BatsEDGA-2017-14, SR-BatsBZX-2017-39, SR-BatsBYX-2017-13 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Nasdaq GEMX, LLC (GEMX), Cboe Exchange, Inc. (CBOE), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats EDGA Exchange, Inc. (BatsEDGA), Bats BZX Exchange, Inc. (BatsBZX), Bats BYX Exchange, Inc. (BatsBYX) | Order Approving Proposed Rule Changes, as Modified by Amendments, To Adopt a Consolidated Audit Trail Fee Dispute Resolution Process View Received Comments See Also - Rel. No. 34-80833, Rel. No. 34-80835, Rel. No. 34-80834, Rel. No. 34-80831, Rel. No. 34-80936, Rel. No. 34-80971, Rel. No. 34-80966, Rel. No. 34-80832, Rel. No. 34-80837, Rel. No. 34-80952, Rel. No. 34-80968, Rel. No. 34-80970, Rel. No. 34-80780, Rel. No. 34-80781, Rel. No. 34-80782, Rel. No. 34-80967, Rel. No. 34-80836 |
| 34-81499 | Aug 30, 2017 | SR-PEARL-2017-23, SR-NYSEMKT-2017-30, SR-NYSEMKT-2017-29, SR-NYSEArca-2017-59, SR-NYSEArca-2017-57, SR-NYSE-2017-23, SR-NASDAQ-2017-055, SR-MIAX-2017-20, SR-ISE-2017-46, SR-IEX-2017-18, SR-FINRA-2017-013, SR-CBOE-2017-041, SR-C2-2017-018, SR-BX-2017-027, SR-BOX-2017-17, SR-BatsEDGX-2017-23, SR-BatsBZX-2017-37 | NASDAQ OMX PHLX, Nasdaq PHLX LLC (Phlx), MIAX PEARL, LLC (PEARL), NYSE MKT (NYSEMKT), NYSE Arca (NYSEARCA), New York Stock Exchange LLC (NYSE), The Nasdaq Stock Market LLC (NASDAQ), Miami International Securities Exchange, LLC (MIAX), Nasdaq ISE, LLC (ISE), Investors Exchange LLC (IEX), Financial Industry Regulatory Authority (FINRA), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX), BOX Exchange LLC (BOX), Bats EDGX Exchange, Inc. (BatsEDGX), Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT View Received Comments See Also - Rel. No. 34-82524, Rel. No. 34-82135, Rel. No. 34-81145, Rel. No. 34-80795, Rel. No. 34-80789, Rel. No. 34-80797, Rel. No. 34-80783, Rel. No. 34-80787, Rel. No. 34-80790, Rel. No. 34-80792, Rel. No. 34-80813, Rel. No. 34-80814, Rel. No. 34-80799, Rel. No. 34-80800, Rel. No. 34-80791, Rel. No. 34-80793, Rel. No. 34-80794, Rel. No. 34-80811 |
| 34-81482 | Aug 25, 2017 | SR-IEX-2017-22 | Investors Exchange LLC (IEX) | Order Approving a Proposed Rule Change To Introduce a New Market Maker Peg Order See Also - Rel. No. 34-81078 |
| 34-81484 | Aug 25, 2017 | SR-IEX-2017-27 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction Fees Pursuant to Rule 15.110 View Received Comments See Also - Exhibit 5 |
| 34-81469 | Aug 23, 2017 | SR-IEX-2017-20 | Investors Exchange LLC (IEX) | Notice of Filing of Proposed Rule Change To Adopt Rule 14.602 To Describe the Complimentary Products and Services To Be Made Available to All Listed Companies See Also - Exhibit 5, Rel. No. 34-81872 |
| 34-81365 | Aug 9, 2017 | SR-IEX-2017-26 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Nonsubstantive Conflicting Rule Text in Rule 11.190 See Also - Exhibit 5 |
| 34-81346 | Aug 8, 2017 | SR-IEX-2017-25 | Investors Exchange LLC (IEX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Correction to the Exchange Fee Schedule Related to Fees for Executions That Involve Taking Resting Interest With Non-Displayed Priority With a Displayable Order See Also - Exhibit 5 |