National Securities Exchanges
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Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
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34-95314 | Jul 19, 2022 | SR-CBOE-2022-015 | Cboe Exchange, Inc. (CBOE) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 10.3 Regarding Margin Requirements Comments Due: 15 days after publication in the Federal Register Rebuttal comments due: 21 days after publication in the Federal Register Submit a Comment on SR-CBOE-2022-015
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34-95271 | Jul 13, 2022 | SR-CBOE-2022-037 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain of Its Rules Related to Market-Makers Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |
34-95228 | Jul 8, 2022 | SR-CBOE-2022-035 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.22 To Remove Certain References to the Market-Wide Circuit Breaker Program Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95225 | Jul 8, 2022 | SR-CBOE-2022-034 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade FLexible EXchange Index Options With an Index Multiplier of One Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95151 | Jun 24, 2022 | SR-CBOE-2022-028 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 To Include Calendar Year 2022 Through December 31, 2022 Comments Due: 21 days after publication in the Federal Register |
34-95155 | Jun 24, 2022 | SR-CBOE-2022-029 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Facility Fees Section in the Fees Schedule in Connection With the Exchange's New Trading Floor Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5a, Exhibit 5b |
34-95102 | Jun 14, 2022 | SR-CBOE-2022-027 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4 Comments Due: 21 days after publication in the Federal Register View Received Comments |
34-95084 | Jun 10, 2022 | SR-CBOE-2022-025 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-95006 | May 31, 2022 | SR-CBOE-2022-024 | Cboe Exchange, Inc. (CBOE) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding Complex Orders Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
34-94928 | May 17, 2022 | SR-CBOE-2022-009 | Cboe Exchange, Inc. (CBOE) | Order Approving a Proposed Rule Change To Amend Rule 4.3.06 To Allow the Exchange To List and Trade Options on the Goldman Sachs Physical Gold ETF |