National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87631 | Nov 26, 2019 | SR-CboeBYX-2019-015 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program |
| 34-87602 | Nov 22, 2019 | SR-CboeBYX-2019-022 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Paragraph (a) of Rule 11.1 To Allow the Exchange To Accept Stop Orders Entered Between 6:00 and 7:00 a.m. Eastern Time See Also - Exhibit 5 |
| 34-87539 | Nov 14, 2019 | SR-CboeBYX-2019-020 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-87543 | Nov 14, 2019 | SR-CboeBYX-2019-021 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BYX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, TRIM, or SLIM Routing Strategy See Also - Exhibit 5 |
| 34-87499 | Nov 12, 2019 | SR-CboeBYX-2019-009 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments |
| 34-87364 | Oct 21, 2019 | SR-CboeBYX-2019-018 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 See Also - Exhibit 5 |
| 34-87343 | Oct 18, 2019 | SR-CboeBYX-2019-017 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 See Also - Exhibit 5 |
| 34-87305 | Oct 15, 2019 | SR-CboeBYX-2019-015 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program See Also - Exhibit 5 |
| 34-87299 | Oct 15, 2019 | SR-CboeBYX-2019-016 | Cboe BYX Exchange, Inc. (CboeBYX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BYX Rules 15.1(a) and (c) |
| 34-87166 | Sep 30, 2019 | SR-CboeBYX-2019-012 | Cboe BYX Exchange, Inc. (CboeBYX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program |