National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-59591 | SEC Issue Date:Mar 17, 2009 | File Number:SR-NSX-2009-01 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Fee Schedule To Implement a Program To Award Rebates for Liquidity Adding Zero Display Orders and Clarify the Definition of "Liquidity Adding Average Daily Volume" |
| Release Number:34-58953 | SEC Issue Date:Nov 14, 2008 | File Number:SR-NSX-2008-20 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rule 11.23(a) Which Defines the Phrase "Riskless Principal Transaction" |
| Release Number:34-58935 | SEC Issue Date:Nov 13, 2008 | File Number:SR-NSX-2008-19 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions |
| Release Number:34-58808 | SEC Issue Date:Oct 17, 2008 | File Number:SR-NSX-2008-18 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Fee Schedule To Increase the Liquidity Taking Fee for Automatic Execution Mode Transactions |
| Release Number:34-58731 | SEC Issue Date:Oct 3, 2008 | File Number:SR-NSX-2008-17 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 16 and NSX Fee Schedule Concerning Liquidity-Adding Rebates and Market Data Credits for Order Delivery Transactions |
| Release Number:34-58702 | SEC Issue Date:Oct 1, 2008 | File Number:SR-NSX-2008-16 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Rules To Provide for a Minimum Execution Quantity Instruction on Certain Pegged Zero Display Reserve Orders |
| Release Number:34-58354 | SEC Issue Date:Aug 13, 2008 | File Number:SR-NSX-2008-15 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Operative Date of NSX Rule 2.11 |
| Release Number:34-58342 | SEC Issue Date:Aug 11, 2008 | File Number:SR-NSX-2008-14 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NSX BLADESM |
| Release Number:34-58217 | SEC Issue Date:Jul 24, 2008 | File Number:SR-NSX-2008-12 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for a Post Intermarket Sweep Order |
| Release Number:34-58112 | SEC Issue Date:Jul 7, 2008 | File Number:SR-NSX-2008-11 | SRO Organization:National Stock Exchange (NSX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to the Termination of the Intermarket Trading System Plan and to a Technical Change to Rule 8.15 |