National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-78663 | Aug 24, 2016 | SR-NYSEMKT-2016-80 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc. View Received Comments See Also - Exhibit 5, Rel. No. 34-78992 |
| 34-78629 | Aug 22, 2016 | SR-NYSEMKT-2016-63 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees View Received Comments See Also - Exhibit 5, Rel. No. 34-80309, Rel. No. 34-79672, Rel. No. 34-79378, Rel. No. 34-78968, Rel. No. 34-80077 |
| 34-78598 | Aug 17, 2016 | SR-NYSEMKT-2016-52 | NYSE MKT (NYSEMKT) | Notice for Securities Industry Registration ("U5") View Received Comments See Also - Rel. No. 34-79055, Rel. No. 34-78198, Rel. No. 34-80154 |
| 34-78602 | Aug 17, 2016 | SR-NYSEMKT-2016-76 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program See Also - Exhibit 5 |
| 34-78586 | Aug 16, 2016 | SR-NYSEMKT-2016-62 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending Section 146 of the NYSE MKT Company Guide To Adjust the Entitlement to Services of Special Purpose Acquisition Companies See Also - Exhibit 5, Rel. No. 34-79056 |
| 34-78548 | Aug 11, 2016 | SR-NYSEMKT-2016-74 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule See Also - Exhibit 5 |
| 34-78544 | Aug 11, 2016 | SR-NYSEMKT-2016-73 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change Amending Rule 980NY(d) To Provide for the Rejection of Certain Electronic Complex Orders See Also - Exhibit 5, Rel. No. 34-78888 |
| 34-78500 | Aug 8, 2016 | SR-NYSEMKT-2016-72 | NYSE MKT (NYSEMKT) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE MKT Rule 19-Equities To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance See Also - Exhibit 5 |
| 34-78483 | Aug 5, 2016 | SR-NYSEMKT-2016-68 | NYSE MKT (NYSEMKT) | Notice of Filing of Proposed Rule Change, Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 49-Equities Regarding: (1) The Exchange's Emergency Powers; (2) the Exchange's Disaster Recovery Plans; and (3) Exchange Backup Systems and Mandatory Testing View Received Comments See Also - Exhibit 4, Exhibit 5 |
| 34-78432 | Jul 28, 2016 | SR-NYSEMKT-2016-58 | NYSE MKT (NYSEMKT) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NYSE MKT Rules 1600 et seq. View Received Comments See Also - Rel. No. 34-79561, Rel. No. 34-79510, Rel. No. 34-78804, Rel. No. 34-78000 |