National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79266 | Nov 8, 2016 | SR-BatsBZX-2016-68 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change in Connection With the Proposed Corporate Transaction Involving Bats Global Markets, Inc. and CBOE Holdings, Inc. See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G, Exhibit 5H |
| 34-79255 | Nov 7, 2016 | SR-BatsBZX-2016-69 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange's Equity Options Platform See Also - Exhibit 5 |
| 34-79229 | Nov 3, 2016 | SR-BatsBZX-2016-67 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend BZX Rule 2.5, Restrictions, Regarding Members and Associated Persons of Members Who Are or Become Subject to a Statutory Disqualification See Also - Exhibit 5 |
| 34-79222 | Nov 2, 2016 | SR-BatsBZX-2016-71 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Supplemental Competitive Liquidity Provider Program |
| 34-79183 | Oct 28, 2016 | SR-BatsBZX-2016-30 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust View Received Comments |
| 34-79162 | Oct 26, 2016 | SR-BatsBZX-2016-61 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.23, Auctions, To Enhance the Reopening Auction Process Following a Trading Halt Declared Pursuant to the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS View Received Comments See Also - Exhibit 5, Rel. No. 34-79884, Rel. No. 34-79552 |
| 34-79149 | Oct 25, 2016 | SR-BatsBZX-2016-65 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.13, Order Execution and Routing See Also - Exhibit 5 |
| 34-79103 | Oct 14, 2016 | SR-BatsBZX-2016-60 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Filing of a Proposed Rule Change to Bats BZX Rule 14.13, Company Listing Fees, and to the Bats BZX Fee Schedule; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change View Received Comments See Also - Exhibit 5, Rel. No. 34-80461 |
| 34-79092 | Oct 13, 2016 | SR-BatsBZX-2016-48 | Bats BZX Exchange, Inc. (BatsBZX) | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust View Received Comments See Also - Rel. No. 34-79381, Rel. No. 34-78666 |
| 34-79084 | Oct 12, 2016 | SR-BatsBZX-2016-30 | Bats BZX Exchange, Inc. (BatsBZX) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust View Received Comments |