National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90601 | Dec 8, 2020 | SR-EMERALD-2020-18 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a Monthly Trading Permit Fees View Received Comments See Also - Exhibit 5 |
| 34-90600 | Dec 8, 2020 | SR-EMERALD-2020-17 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees View Received Comments See Also - Exhibit 5 |
| 34-90393 | Nov 10, 2020 | SR-EMERALD-2020-14 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c |
| 34-90274 | Oct 27, 2020 | SR-EMERALD-2020-13 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Establish Market Data Fees View Received Comments See Also - Exhibit 5 |
| 34-90196 | Oct 15, 2020 | SR-EMERALD-2020-11 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt One-Time Membership Application Fees and Monthly Trading Permit Fees View Received Comments See Also - Exhibit 5 |
| 34-90183 | Oct 14, 2020 | SR-EMERALD-2020-09 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Application Programming Interface ("API") Testing and Certification Fees and Network Connectivity Testing and Certification Fees View Received Comments See Also - Exhibit 5 |
| 34-90184 | Oct 14, 2020 | SR-EMERALD-2020-12 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees View Received Comments See Also - Exhibit 5 |
| 34-89927 | Sep 21, 2020 | SR-EMERALD-2020-07 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule See Also - Exhibit 5 |
| 34-89301 | Jul 13, 2020 | SR-EMERALD-2020-06 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule See Also - Exhibit 5 |
| 34-88993 | Jun 2, 2020 | SR-EMERALD-2020-05 | MIAX Emerald, LLC (EMERALD) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, To Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options See Also - Exhibit 5 |