National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93734 | Dec 7, 2021 | SR-MIAX-2021-43, SR-EMERALD-2021-31 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports Comments Due: October 26, 2021 View Received Comments Submit a Comment on SR-MIAX-2021-43
|
| 34-93733 | Dec 7, 2021 | SR-PEARL-2021-45, SR-MIAX-2021-41 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: October 25, 2021 View Received Comments |
| 34-93676 | Nov 29, 2021 | SR-MIAX-2021-58 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing of a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls Comments Due: December 27, 2021 View Received Comments See Also - Exhibit 5 |
| 34-93639 | Nov 22, 2021 | SR-PEARL-2021-45, SR-MIAX-2021-41 | MIAX PEARL, LLC (PEARL), Miami International Securities Exchange, LLC (MIAX) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedules To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees Comments Due: December 20, 2021 Rebuttal comments due: January 3, 2022 View Received Comments |
| 34-93640 | Nov 22, 2021 | SR-MIAX-2021-43, SR-EMERALD-2021-31 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fee Schedules To Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports Comments Due: December 20, 2021 Rebuttal comments due: January 3, 2022 View Received Comments |
| 34-93632 | Nov 19, 2021 | SR-MIAX-2021-57 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: December 17, 2021 See Also - Exhibit 5 |
| 34-93550 | Nov 10, 2021 | SR-MIAX-2021-56 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Options Fee Schedule Comments Due: December 8, 2021 See Also - Exhibit 5 |
| 34-93524 | Nov 4, 2021 | SR-MIAX-2021-54 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: December 1, 2021 See Also - Exhibit 5 |
| 34-93471 | Oct 29, 2021 | SR-MIAX-2021-28, SR-EMERALD-2021-21 | Miami International Securities Exchange, LLC (MIAX), MIAX Emerald, LLC (EMERALD) | Notice of Withdrawal of Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products Comments Due: August 5, 2021 |
| 34-93463 | Oct 29, 2021 | SR-MIAX-2021-52 | Miami International Securities Exchange, LLC (MIAX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Minor Adjustment to the Calculation Methodology for the BRIXXTM Comments Due: November 26, 2021 |