National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-89509 | SEC Issue Date:Aug 7, 2020 | File Number:SR-MEMX-2020-03 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 8.15 and To Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 8.15.01 See Also - Exhibit 5 |
| Release Number:34-89447 | SEC Issue Date:Jul 31, 2020 | File Number:SR-MEMX-2020-02 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rule 4.5 Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |
| Release Number:34-89140 | SEC Issue Date:Jun 24, 2020 | File Number:SR-MEMX-2020-01 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Compliance Rules Regarding the National Market System Plan Governing the Consolidated Audit Trail See Also - Exhibit 5 |