National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-87634 | Nov 26, 2019 | SR-CboeEDGA-2019-015 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program |
| 34-87592 | Nov 22, 2019 | SR-CboeEDGA-2019-020 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Subparagraph (a)(1) of Rule 11.1 To Allow the Exchange To Accept Market Orders With a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time See Also - Exhibit 5 |
| 34-87545 | Nov 15, 2019 | SR-CboeEDGA-2019-019 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule See Also - Exhibit 5 |
| 34-87497 | Nov 12, 2019 | SR-CboeEDGA-2019-011 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee |
| 34-87366 | Oct 21, 2019 | SR-CboeEDGA-2019-017 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 See Also - Exhibit 5 |
| 34-87335 | Oct 17, 2019 | SR-CboeEDGA-2019-016 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 See Also - Exhibit 5 |
| 34-87294 | Oct 11, 2019 | SR-CboeEDGA-2019-015 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program See Also - Exhibit 5 |
| 34-87165 | Sep 30, 2019 | SR-CboeEDGA-2019-013 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program |
| 34-87143 | Sep 27, 2019 | SR-CboeEDGA-2019-014 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members To Establish a Monthly Trading Rights Fee View Received Comments |
| 34-87096 | Sep 24, 2019 | SR-CboeEDGA-2019-012 | Cboe EDGA Exchange, Inc. (CboeEDGA) | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce a Liquidity Provider Protection Delay Mechanism on EDGA View Received Comments |