National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-98530 | Sep 26, 2023 | SR-CboeBZX-2023-028 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the ARK 21Shares Bitcoin ETF under BZX Rule 14 Submit a Comment on SR-CboeBZX-2023-028
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| 34-98532 | Sep 26, 2023 | SR-CboeBZX-2023-063 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange Comments Due: October 23, 2023 View Received Comments |
| 34-98497 | Sep 25, 2023 | SR-CboeBZX-2023-062 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, |
| 34-98467 | Sep 21, 2023 | SR-CboeBZX-2023-070 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 18, 2023 View Received Comments |
| 34-98457 | Sep 20, 2023 | SR-CboeBZX-2023-069 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: October 17, 2023 View Received Comments |
| 34-98420 | Sep 18, 2023 | SR-CboeBZX-2023-071 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to the Options Regulatory Fee Comments Due: October 13, 2023 See Also - Exhibit 5 |
| 34-98395 | Sep 14, 2023 | SR-CboeBZX-2023-067 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98389 | Sep 14, 2023 | SR-CboeBZX-2023-068 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Physical Port Fees Comments Due: October 11, 2023 View Received Comments See Also - Exhibit 5 |
| 34-98376 | Sep 13, 2023 | SR-CboeBZX-2023-065 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| 34-98358 | Sep 12, 2023 | SR-CboeBZX-2023-064 | Cboe BZX Exchange, Inc. (CboeBZX) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3 (Criteria for Underlying Securities) to Accelerate the Listing of Options on Certain IPOs Comments Due: October 10, 2023 |